Coronavirus

Gibson, Dunn & Crutcher piled 'a fraud upon a fraud,' lower judge ruled

IAs, B-Ds and private funds all reluctant stars in FSOC report

Several states are challenging the Biden Administration rule and a federal appeals court Nov. 6 has temporarily blocked its implementation

Tomorrow's Federal Register will contain a new OSHA rule directed at larger employers (with more than 100 staffers) that would encourage COVID vaccines or testing

The COVID-19 crisis drove up the cost of compliance by nearly $50 billion in the U.S. and Canada, a new report finds. LexisNexis Risk Solutions ...

SEC to be remote through Jan. 3, sources say

Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.

Blame another regulatory change on the pandemic. The NFA has revised its rule regarding reporting branch offices on Form 7-R because of the continuing turmoil ...

“You don’t want to get into a world where the unvaccinated are treated as the Lepers of the workplace”

One lesson from a recent DOE exam was to disclose the receipt of a PPP loan. On more than one occasion, SEC staff have indicated ...