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Coronavirus

RCW’s complete coverage of Covid-19 or the coronavirus

The order, tied to the coronavirus, also extends to Form PF filings
Contact the Commission with guidance or relief requests
Strings attached if you wish to delay filing Forms ADV and PF
The SEC has been reaching out to firms to talk about COVID-19
IM encourages investment advisers and funds to contact the Division staff with any concerns about the potential effects of COVID-19 on their operations
The NFA encourages members to review their BCPs and to include the prospect of a pandemic in their plans
The World Health Organization has described the newly dubbed COVID-19 virus as a “very grave threat”
The financial services industry and a watchful market determining how best to react
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