Coronavirus

“We’re encouraging our compliance officers to have standing office hours on Zoom"

Where do you fall in the work-from-home or return-to-the-office debate?

I look forward to hearing the Committee’s insights into the effects of the pandemic on the asset management industry and, in particular, our long-term Main ...

In the staff’s view, the terms and conditions of TALF 2020 are substantially similar to those of TALF 2008 for purposes of the staff no-action ...

SEC monitoring the IA and IC space for failures that could suggest underlying problems

Scams centering on account openings, firm imposters, IT help desks and e-mail

'Reasonable efforts' to verify the information should occur no later than June 30

The coronavirus crisis has forced many firms to stitch together patchwork telecommuting arrangements even as the world economy faces its worst days since the 1930s. ...

Lenders must disburse PPP loans within 10 calendar days of loan approval

Borrowers are generally eligible for forgiveness for the payroll costs paid and payroll costs incurred during the eight-week (56-day) Covered Period