CPOs/CTAs

(a) Subject to compliance with the provisions of this section, the following persons, and any principal or employee thereof, shall be excluded from the definition ...

(a) Subject to compliance with the provisions of this section, the following persons, and any principal or employee thereof, shall be excluded from the definition ...

The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the ...

(a) In general. (1) The Commission may exempt any person or any class or classes of persons from any provision of this part 4 if ...

This section is organized as follows: Paragraph (a) of this section specifies the criteria that must be met to qualify for exemption from registration under ...

This section is organized as follows: Paragraph (a) of this section specifies the criteria that must be met to qualify for exemption from registration under ...

It shall be unlawful for any commodity pool operator, commodity trading advisor, principal thereof or person who solicits therefor to represent or imply in any ...

(a)(1) Except as provided in paragraph (a)(2) of this section, a commodity pool operator must operate its pool as an entity cognizable as a legal ...

(a)(1) Subject to the provisions of paragraph (a)(2) of this section, each commodity pool operator registered or required to be registered under the Act must ...

(a) Except as provided in paragraph (a)(4) or (a)(6) of this section, each commodity pool operator registered or required to be registered under the Act ...