CPOs/CTAs

The Division issued an interpretation of CEA Section 1a(10) and Regulation 4.10(d), both of which define the term "commodity pool," which will permit wholly owned ...

This exemption letter from the CFTC permits certain commodity pool operators from having to file Form CPO-PQR.

Subject to specific conditions, the Division of Swap Dealer and Intermediary Oversight granted the Federal Home Loan Mortgage Corporation and the Federal National Mortgage Association ...

This unregistered CPO solicited and obtained approximately $524,000 from at least 17 investors (Pool Participants) to participate in a commodity pool for the purpose of ...

Court Grants Restraining Order Freezing Defendants’ Assets and Protecting Books and Records.

No action relief to an entity and its affiliates for their failure to register as CPOs of pools holding volume production payment instruments, which issue ...