CPOs/CTAs

Two families, whose patriarchs have been business partners of a large, publicly traded U.S. retailer since the company's founding over forty years ago, requested no-action ...

Federal Court Orders Defendants to Pay More than $3.5 Million in Restitution and a Monetary Penalty in CFTC Anti-Fraud Action.

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84.

Last week the CFTC released a new no-action letter that sets out a "streamlined approach" for commodity pool operators to gain a waiver from registration ...

The Division of Swap Dealer and Intermediary Oversight granted no-action relief from the requirement to register as a commodity pool operator to a Delegating CPO ...

You have to go back more than one year to when we first told you about a new CFTCrule that would require commodity trading advisers ...