CPOs/CTAs

The Board of Directors has granted the Director of Compliance the authority to waive the Series 3 examination for certain individuals who are associated with ...

All performance information must be presented in a manner that is balanced and is not misleading. CTAs have an obligation to disclose all material information ...

This break-even analysis is a sample and the fees and expenses included in it may vary from those charged by other commodity pools. The analysis ...

A Disclosure Document should provide essential information about the fundamental characteristics of a pool, and it should provide the information in a way that will ...

Because "up front" fees and charges can have a significant impact on the net opening equity of pools and managed accounts, the above NFA rule ...