Crowdfunding

The crowdfunding world has its first major casualty: an online funding portal that allegedly ignored myriad warning signs of issuers looking to raise money from ...

Since December 2012, when FINRA began requiring firms to file private placement offering documents in its Firm Gateway system, the SRO has received more than ...

I can report that a very diverse range of companies are using the crowdfunding exemption and that, as of July 18th, there had been over ...

Capital raising under the new federal crowdfunding rules is now off and running. On May 16—the day the crowdfunding rules came into effect—SEC Chair Mary ...

I also very much welcome your discussion this afternoon of Regulation D, one of the primary engines of capital formation in this country. Approximately ...

Importantly, in implementing our statutory crowdfunding mandate, the SEC’s rules seek to maintain strong investor protections, while also streamlining capital formation for smaller issuers. These ...

As an integral part of the implementation of each one of these new tools, I have drawn on the expertise of the staff across the ...

For example, how will Reg A+ and Reg Crowdfunding work in practice? What are the best metrics we can develop to measure whether or not ...

Come May 16, start-up and early stage companies will be permitted to use crowdfunding to offer and sell securities to investors (IA Watch, Oct. 30, ...

The effective date for subpart U, which adds Form Funding Portal, was inadvertently omitted in the DATES section of the Federal Register. This correction adds ...