Crowdfunding

The final rule, Regulation Crowdfunding, under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III ...

The SEC made a splash this fall when it cleared the way for equity crowdfunding for small investors (IA Watch, Oct. 30, 2015). For broker-dealers, ...

According to the FBI, every major corporation in the United States has been hacked. And the federal government has proven to be an equally alluring ...

Now that the SEC has cleared the way for equity crowdfunding (IA Watch, Oct. 30, 2015), will it be able to keep a level playing ...

Registered broker-dealers would be a key avenue for offering crowdfunding opportunities thanks to the SEC’s new final rule (IA Watch, October 30, 2015).   Some ...

Our proposal would modernize the rule and establish a new exemption to facilitate capital formation, including through offerings relying upon recently adopted intrastate crowdfunding provisions ...

This is the SEC's final rule implementing the crowdfunding provisions of the JOBS Act. This allows retail investors to participate in crowdfunding opportunities, within limits. ...

I am concerned that the proposal may go too far in changing the distinctly local nature of these offerings that led to the original congressional ...

Because start-ups and small businesses are inherently risky investments, the CROWDFUND Act also establishes aggregate investment caps. I am pleased that the Commission today is ...

I strongly object to the part of proposed Rule 147 that holds if an offering is conducted pursuant to an exemption from state law registration, ...