Crowdfunding

Importantly, Regulation Crowdfunding also provides a framework to govern how Crowdfunding intermediaries—such as a registered broker-dealer or a funding portal—can conduct securities offerings. Because these ...

There has also been a full reevaluation of the investor protections provided in the proposal, and those have been tightened where necessary. The recommendation, for ...

Next year, you may see companies offering crowdfunding investment opportunities to retail investors after SEC commissioners Oct. 30 revised its rules.   The changes adopt ...

It's clear investment advisers won't be significantly affected by the SEC's crowdfunding proposal (IA Watch, Nov. 11, 2013) - although broker-dealers likely will be - ...

You can anticipate SEC commissioners to be busy this year finalizing money market fund reforms, passing new disclosure rules for asset-backed securities and taking final ...

The SEC's new crowdfunding proposal comes in at 176 pages after appearing in the Federal Register last week (IA Watch, Oct. 28, 2013). You have ...

The Commission today voted unanimously to propose a new rule derived from the JOBS Act that would permit "crowdfunding." One commissioner called the proposal "particularly ...