Cryptocurrency

"Private fund sponsors also are trying tokenization. Again, much of this activity is happening outside of the United States because the regulatory environment here is ...

The SRO is squarely focused on the regulatory challenges presented by firms' crypto asset activities and evolving its oversight

The rapid transformation of markets and business models due to technology is a pressing concern in chairman's view

"The crypto industry’s record of failures, frauds, and bankruptcies is not because we don't have rules or because the rules are unclear. It’s because many ...

Enforcement director cautions that given the continued noncompliance in the crypto space, investors have "good reason" to be concerned about crypto's reliability and safety

"Individual liability for disclosure failures related to AI as a security threat may therefore be of particular interest to you"

"As we speak, there are investigative teams across the division poring through voluminous records to, for example, seek emergency relief to stop ongoing frauds"

"This enforcement action underscores the adverse consequences of the Commission’s approach to regulation in the crypto space and adds to the ambiguity that hangs over ...

A FINRA review of more than 500 crypto-asset related retail communications identified "potential violations" in 70% of the communications

Cryptocurrency has found its way onto both the SEC's and FINRA's list of 2024 focus areas