Cryptocurrency

Jung, a Vice President of Investment Banking who worked in the bank's San Francisco and New York offices, used sensitive client information in order to ...

“Operation Cryptosweep” sounds like the latest Tom Cruise Mission Impossible summer blockbuster. In reality, it’s one of the largest coordinated series of enforcement actions by ...

Calling virtual currencies “unlike any commodity that the CFTC has dealt with in the past,” the Commission has ordered designated contract markets, swap execution facilities ...

The complaint further alleged that Klein improperly used that material, non-public information to purchase King Pharmaceuticals’ stock for himself and his clients, including the lawyer. ...

A “balanced approach” to initial coin offerings is being pursued by the SEC’s Division of Enforcement and across the Commission, reported Steven Peikin, co-director of ...

One of the primary ways we do that is with a focus on identifying and charging culpable individuals. Bad actors undermine the hard-earned trust essential ...

The fallout continues from a now nearly two years’ old insider trading case involving two portfolio managers at a New York-based hedge fund adviser (PF ...

Bovorn Rungruangnavarat coordinated with his brother, Badin Rungruangnavarat, to acquire large volumes of call options, futures, and shares of Smithfield after learning of the potential ...

Visium failed to take adequate steps to ensure the outside brokers were dealers in the securities for which they provided quotes; that the quotes obtained ...

While The Robare Group’s enforcement case remains unresolved, the SEC isn’t giving up on the contention that the use of the word ‘may’ in describing ...