Cryptocurrency

The Commission’s complaint alleged that Moodhe engaged in insider trading and tipping on the basis of material nonpublic information regarding impending mergers, acquisitions, and tender ...

SEC Halts Fraudulent Scheme Involving Unregistered ICO

With the quarter’s end upon us, the NFA is reminding CPOs and CTAs to answer new questions on its annual questionnaire regarding virtual currencies.   ...

As a reflection of the risks cyber bad guys present, OCIE plans to launch its third cybersecurity sweep exam in four years (IA Watch, June ...

On September 29, 2017, the Securities and Exchange Commission charged a New York businessman and his two companies with defrauding investors in a pair of ...

Steven Metro, a former law firm employee previously charged as part of an insider trading scheme involving more than a dozen pending corporate transactions in ...

Although I am excited about the potential for RegTech and FinTech I cannot end this discussion without admitting that they also give me a certain ...

market leaders and regulators, we must take every step possible to thwart cyber-attacks on the world’s financial markets. The cyber threat must take priority, which ...

Following a hearing on March 6, 2018, Judge Weinstein found that the CFTC had shown a reasonable likelihood that Defendants will continue to violate the ...

A recent SEC enforcement action against a former bitcoin-denominated platform and its operator hits squarely on two of the Commission’s hot focus areas—cryptocurrency and cybersecurity. ...