Cryptocurrency

The SEC alleges that Guolin Ma traded on confidential information he obtained while advising the two firms as they pursued a buyout of Silicon Valley-based ...

McClatchey, an investment banker and his close friend, a plumber who allegedly helped remodel his bathroom and put cash in his gym bag in return ...

Simply put, Mickelson made money that wasn’t his to make. This action against Mickelson makes clear we will pursue both those who engage in insider ...

The Securities and Exchange Commission Announced Insider Trading Charges Against a Research Analyst Who Allegedly Reaped More Than $1.5 Million in February Through Trades He ...

From approximately early December 2014 to October 9, 2015, Respondent was employed as an Associate in the Surveillance Analytics Group, a group within the compliance department ...

The Commission’s complaint alleged that Dowd committed insider trading by tipping material, nonpublic information concerning the November 21, 2011, public announcement that Gilead Sciences, Inc. would ...

In its Complaint, the Commission alleged that Han, who worked as an associate in Goldman Sachs' compliance department, traded on confidential information contained in e-mails ...

The SEC previously charged Fung's friend and tipper Kevin Dowd, of Boca Raton, Florida, who learned the nonpublic information during his employment at an investment ...

Martin's attorney friend revealed nonpublic information about the acquisition, including the names of the companies and the anticipated transaction price. The lawyer expected Martin to ...

Payton and Durant were sophisticated stock brokers who used highly confidential information about an upcoming transaction to illegally make hundreds of thousands of dollars at ...