Cryptocurrency

Fishoff, Chernin and Costantin posed as legitimate portfolio managers in order to induce investment bankers to bring them "over the wall" and share confidential information ...

The SEC's complaint alleged that O'Neill, a former senior vice president at Eastern Bank Corporation, learned through his job responsibilities that his employer was planning ...

A federal judge Jan. 26 ordered the SEC to return a $21.5 million settlement to the now shuttered hedge fund adviser Level Global Investors after ...

The SEC's complaint, filed June 8, 2015, alleges that Andrade, a former bank director at Bancorp Rhode Island, Inc. engaged in insider trading when he ...

SEC Obtains Jury Verdict in Its Favor Against Former Capital One Employee On Insider Trading Charges

Cohen ignored red flags indicating that Martoma might have access to material nonpublic information about the clinical trial. Martoma in fact had access to material ...

These proceedings arise out of insider trading by Shields. From May 29, 2012 to June 6, 2012, Shields purchased 12,600 shares of J. Alexander’s Corporation ...

The Securities and Exchange Commission announced that on December 3, 2015, the federal district court in Philadelphia, Pennsylvania entered a final judgment against Bonan Huang, ...

The criminal information also alleged that Eydelman, Metro, and Tamayo netted more than approximately $5.6 million in illicit profits by executing trades on behalf of ...

Bowing to judicial reality in the wake of the Newman decision (IA Watch, Oct. 15, 2015), the SEC two days before Thanksgiving dismissed its insider ...