Cryptocurrency

More than two years in prison stare Mark Kurland in the face. The former CEO of the RIA New Castle Funds ($971M in AUM) in ...

In a case that has dogged the SEC for years, the agency last week settled insider trading charges against RIA Pequot Capital Management ($443M in ...

Looks like the SEC will get to hear conversations among some Galleon casedefendants, if a federal judge's decision stands. Last week U.S. District Court Judge ...

Cases like Galleon's fit "the model for the future" because they feature multi-agency cooperation and a focus on teams of co-conspirators rather than trying to ...

Last June, as the mortgage-backed securities market tanked, an official at the RIA Evergreen Investment Management Company got wind that a fund packed with the ...

Perhaps you remember the story after 9/11 about unknown investors who sold short U.S. airline stocks just before the terrorist attack. That story may have ...

The latest SEC enforcement action targeting insider trading reads like a mix of espionage and office politics, with its claim that the suspects "exchanged illegal ...

Legal troubles emerged for a legal eagle last week, as the SEC charged a second Ropes & Gray attorney in its widening insider trading investigation ...

Considering how hot insider trading is from a compliance perspective (IA Watch, Nov. 23, 2009), it's helpful to see what the SEC expects firms to ...

A jury has found a former Fidelity trader liable of insider trading for tipping his mother on pending trading information for advisory clients. While DavidDonovan ...