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"While Congress and the public evaluate this report, we at the SEC and our sibling agency, the Commodity Futures Trading Commission, will deploy the full ...
"I am technology-neutral, but I am anything but public policy-neutral. As new technologies come along and change business models in finance, we need to continue ...
"I have a message I want digital asset market participants to hear: to move these markets forward there must be a meaningful exchange of ideas ...
"I will conclude by suggesting that it is not too late for government regulators to set clear rules that respect the unique attributes and challenges ...
Prepared testimony before the House Financial Services Committee. SEC Chair Gary Gensler Oct. 5, 2021 Good afternoon, Chairwoman Waters, Ranking Member McHenry, and members ...
Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.
As new technologies come along, we need to be sure we’re achieving our core public policy goals
"The SEC is seeking comment on crypto custody arrangements by broker-dealers and relating to investment advisers. Custody protections are key to preventing theft of investor assets, ...
Chairman cites "limited transparency" in wake of Archegos scandal
SRO is asking B-Ds to "promptly" notify their risk monitoring analyst about digital assets plans