Cryptocurrency

"We nevertheless are disappointed that the Commission’s settlement with Coinschedule did not explain which digital assets touted by Coinschedule were securities, an omission which is symptomatic of ...

14% of adviser respondents reported using or recommending cryptocurrencies for clients in 2021

IPOs and SPACs, crypto assets, fintech, data analytics, and private funds are SEC resources focus

"The SEC’s Divisions of Investment Management, Examinations, and Enforcement continue to focus on advisers to private funds. It is important to hold investment advisers accountable ...

Perhaps the SEC and the CFTC may be on a bit of a collision course over cryptocurrency. In a new staff release from the SEC’s ...

Investors should understand that Bitcoin, including gaining exposure through the Bitcoin futures market, is a highly speculative investment .... the Division of Examinations, will closely ...

With more clients querying their advisers on adding crypto to their portfolios, advisers may not be able to avoid the allure of digital assets for ...

Now, as a new Chairman is coming into the SEC with a new agenda, is the perfect time for the Commission to consider afresh how ...

"Rather than raising fundamental questions about custody under the Advisers Act in the crypto context, the SEC should assist advisers in navigating custody in the ...

Compliance officers should be “skeptical” because bitcoin exchanges have been hacked. Scrutinize disclosures. Understand the products. Confirm that exchanges have been vetted. Look for AML/KYC ...