Custody

This is the custody audit report from 2011 prepared for Barclay Capital.

This is a copy of the auditors' report into custody by Goldman Sachs Asset Management.

This is the 2011 custody audit report prepared for Merrill Lynch.

Hundreds of advisers of pooled investment vehicles that seek the custody rule's annual audit exception will be pushed to find new auditors because their CPA ...

This month some advisory firms are getting a surprise visit and chances are it's not a jolly old man in a big red suit. Accountants ...

This is text a peer shares for a letter the firm sends to clients alerting them that they may be contacted by an accountant performing ...

An accountant conducting a surprise exam of an RIA under the revised custody rule should take his inquiry back to the time the investment adviser ...

The next time you update your Form ADV, Part 1 on the IARD you can expect to find several additional questions related to custody. These ...

In another instance of the Internet replacing paper, the IARD system as of Nov. 8 can accept electronically accountants' surprise exam reports of an adviser's ...

The SEC's custody rule requires private fund advisers to use an accountant that is registered with and inspected by the PCAOB to conduct annual audits. ...