Cybersecurity

Assuming an SEC rule change to the more than two-decades old Reg S-P comes to fruition, you have lots of time to prepare but also ...

When the SEC finalized its changes to Reg S-P last year, it also tweaked other securities rules to fall in line with the enhanced privacy ...

An unauthorized third party fraudulently persuaded a Robinhood employee to download remote access software onto a Robinhood computer and give the actor control of the ...

The firm discovered malicious software had blocked access to its computer systems and data by encrypting data and programs within its network. The attack disrupted ...

This is a glossary of key cybersecurity terms

FINRA and CISA extended a warning to all firms using Fortinet's FortiManager

A client asked his adviser to transfer $500,000 to an escrow account for a real estate transaction. If it weren’t for a staffer’s keen eye, ...

Phishing campaigns employing the tactic of impersonating FINRA execs and ongoing threats from Iranian cyber actors are the subjects of new alerts

"The Commission needs to start treating companies subject to cyberattacks as victims of a crime, rather than perpetrators of one"

FINRA has observed an increase in cyberattacks and outages at third-party vendors used by brokerage firms