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FINRA and CISA extended a warning to all firms using Fortinet's FortiManager
A client asked his adviser to transfer $500,000 to an escrow account for a real estate transaction. If it weren’t for a staffer’s keen eye, ...
Phishing campaigns employing the tactic of impersonating FINRA execs and ongoing threats from Iranian cyber actors are the subjects of new alerts
"The Commission needs to start treating companies subject to cyberattacks as victims of a crime, rather than perpetrators of one"
FINRA has observed an increase in cyberattacks and outages at third-party vendors used by brokerage firms
Humans are the most vulnerable attack point, Allvue Systems' Frank Vesce warns
'It is essential for firms to have playbooks in place,' Partners Group's Patrik Bless says
'CrowdStrike is a warning that it’s time to think about it,' Dorsey & Whitney's David Tang says. 'What is the backup plan for your mission-critical ...
Ninety-six percent of LP respondents said succession planning should be a priority, Barnes & Thornbug study finds
FINRA suggests broker-dealers need to make sure their IT personnel are aware of the quishing attack vector