Cybersecurity

"Cybersecurity also is central to national security. The war Russia is waging on Ukraine reminds us of the relevance of cybersecurity issues"

Take two minutes of your time to answer RCW's new survey on cybersecurity insurance. The answers we get just may save you a lot of ...

A peer passes on a checklist to use when engaging in due diligence of an IT provider

"I’ve also asked staff to make additional recommendations for the Commission’s consideration with respect to broker-dealers, Regulation SCI, and intermediaries’ requirements regarding customer notices (Regulation ...

"I am very much looking forward to hearing from our two expert panels, the first of which will address the often knotty questions of ethics ...

Advisers and funds should also consider testing their incident response plans to assess their efficacy and to determine whether any changes are necessary, for example, ...

The financial services industry should be on guard against cyber attacks as Russian dictator Vladimir Putin’s war on Ukraine widens, the Biden Administration says. The ...

CISA offers tips, links, just in case

RCW exclusively shares SEC examiners' latest cybersecurity request letter, guidance for using social media under the new SEC IA ad rule, notice to track rep ...

The latest exam letter reveals a depth of inquiry so far unseen in past cyber reviews