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Cybersecurity

Man is writing succession planning in the book.
Ninety-six percent of LP respondents said succession planning should be a priority, Barnes & Thornbug study finds
FINRA suggests broker-dealers need to make sure their IT personnel are aware of the quishing attack vector
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A new SEC enforcement case contains lessons on what not to do if your firm suffers a ransomware attack
Hester Peirce, SEC Commissioner
"Also concerning is the Commission’s decision to stretch the law to punish a company that was the victim of a cyberattack. While an enforcement action ...
Two female programmers working on new project.They working late at night at the office.
The "threat actor was able to utilize deceptive hacking techniques to install encryption software on certain" of the adviser's "computers (mostly virtual machines) and exfiltrated ...
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While this new final rule takes effect Aug. 2, the compliance dates are February 2026 for larger entities and August 2026 for smaller ones
Hester Peirce, SEC Commissioner
"This disproportionately large penalty for failure to report in a timely manner ... suggests to us that the Commission is more concerned with generating large ...
Washington takes cybersecurity seriously, so managers should take it seriously, too, experts say
A metallic padlock laying unlocked on a dark blueprint surface with a red glowing phrase "Security Breach" next to it. This image represents an abstract design in the domain of IT, security, nanotechnology, artificial intelligence or similar advanced technology. The image is a made up 3D concept render.
Amended Reg S-P would require the customer notice of a breach that would have to be “in writing,” either on paper or electronically
"Under these amendments, covered firms will be required to notify customers of breaches that might put their personal data at risk"
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