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Cybersecurity
Issues tied to fees and expenses are “dominating” today’s SEC examinations of private fund advisers. That message was delivered by several Kirkland & Ellis partners ...
Boards should also think more broadly about the emerging problems of tomorrow and what issues they may be missing. In doing their jobs in ...
The SEC certainly hasn’t been shy about emphasizing its focus on the cybersecurity protections being put in place by investment advisers and the need for ...
The threat of cyberattacks may be the greatest threat facing our financial system today. Our proposal is simple: the private firms that run the critical ...
Advisor Armor, a cybersecurity consulting firm in Scottsdale, Ariz., gives IA Watch permission to share its remote access control policy and procedure. An adviser could ...
As it ushered in its new cybersecurity rule last week, the National Futures Association eased compliance with it by updating its self-exam questionnaire with cybersecurity ...
Compliance officers don’t necessarily have a reputation for being technologically proficient – and the SEC recognizes this. “We don’t expect you to be cybersecurity ...
NFA recognizes that a one-size-fits-all approach will not work for the application of these requirements. The Cybersecurity Interpretive Notice adopts a principles-based risk approach to ...
March 1 ushers in the new cybersecurity rule from the National Futures Association, as scary stories continue to mount about cyber hackers trolling the industry ...
NFA recognizes that a one-size-fits-all approach will not work for the application of these requirements. The Cybersecurity Interpretive Notice adopts a principles-based risk approach to ...