Cybersecurity

Chairman Massad talks challenges ahead, including the oversight of clearinghouses, cross-border regulations, swaps trading and cybersecurity.

The recent incident at a small advisory firm served as a wakeup call for the need to guard against cyber bad guys. A relatively new ...

Cybersecurity now stands at the top of the list of principal concerns of the financial services industry. This conclusion can be seen in a new ...

Everyone from the White House on down seems focused on enhancing the industry’s cybersecurity preparedness and practices. Last week, President Obama released an executive order ...

Sweep exams, risk alerts, regulator roundtables, pilot surveys, trade association guidance and almost daily headlines have made the issue of cybersecurity impossible to ignore for ...

Even with the best precautions, it’s possible a cyber bad guy could infiltrate your network. Should you find evidence of an intrusion, consider these steps: ...

That sweep of investment advisers and broker-dealers announced earlier this year to look at how firm’s deal with cybersecurity has concluded (IA Watch, April 21, ...

Odds are that within three feet of where you are lies your cell phone or other mobile device. These tools have become ubiquitous. It’s tempting ...

State-registered investment advisers still have work to do when it comes to cybersecurity practices, reveals a new survey from the North American Securities Administrators Association. It ...

David Trujillo owes his job to what a security guard spotted in the parking lot of his firm’s office. A competitor sat in a car ...