Cybersecurity

Here are some cybersecurity tips courtesy of the Department of Homeland Security.

This is a cybersecurity planning guide from the Federal Communications Commission.

Luck struck twice recently for Tee Meeks, CCO of Waddell & Associates ($771M in AUM) in Memphis. First, she had the foresight to hire an ...

With the SEC's and FINRA's cybersecurity sweep exams in full swing, consider inventorying your firm's "information" to classify which data you regard as sensitive and ...

Only about 50 investment advisers and broker-dealers will be subjected to OCIE's cybersecurity sweep, but for those that are, you now have a clear idea ...

OCIE will be conducting examinations of more than 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity. In order to empower ...

Last week's SEC roundtable on cybersecurity painted a disquieting picture of the potential risks from bad elements intent on causing mischief within the connected world ...

The Commission�s Role in Addressing the Growing Cyber-Threat Commissioner Luis A. Aguilar March 26, 2014 *I would like to start by welcoming each of the ...

We told you last week that OCIE plans a sweep exam to gauge firms' ability to prevent and deal with cyber threats (IA Watch, March ...