Cybersecurity

The advisory is aimed at assisting firms in better understanding ransomware tactics, techniques and procedures

These items are taken from a recent DOE exam request letter that focused on cybersecurity

Staff are asked how the vendor would connect with the firm’s system and how firm information would leave the premises. If a vendor would have ...

The CCO requests the documents annually but reserves an even more sophisticated review every three years. It pays a cybersecurity firm to conduct detailed due ...

"I’m optimistic that the Commission’s updated cybersecurity rules will result in market participants taking the necessary and reasonable steps to protect their information systems from ...

Sample the National Institute of Standards and Technology' cyber framework

In financial services, the role of protecting firms can’t be compliance’s alone. Senior leaders must feel “a sense of urgency"

The proposed expansion would add the following entities to the definition of ‘‘SCI entity’’: registered security-based swap data repositories; registered broker-dealers exceeding an asset ...

The SEC proposes a new rule and form and amendments to existing recordkeeping rules to require broker-dealers, clearing agencies, major security-based swap participants, the Municipal ...

“Rip their network cable out of the wall. Turning the machine off is not enough” of the employee’s computer that unleashed the attack. If you’re ...