Cybersecurity

The current Reg S-P requires firms to alert customers how they will use their information. The SEC proposed amending Reg S-P in 2008 but it ...

Given cyber breaches, "we must do everything in our power to enhance cybersecurity practices by market participants and to protect investors’ sensitive personal information"

If the SEC bothers to put out an exam alert for a regulation that’s a decade old, you know it’s looking to make a statement

Thanks to Pamela Gupta, president of Outsecure, a cybersecurity consulting firm in Shelton, Conn., for allowing us to share this with you

Downsides of using the cloud include a limited number of cloud service providers and the lack of bargaining power by smaller financial services firms

Lessons from a real-world cyber event, plus guidance to help protect your firm

Over a three-year period, firm experienced five cyber events but didn't file SARs

Six tips for staying ahead of the cyber-baddies

This P&P comes courtesy of Craig Watanabe, director of IA compliance at DFPG Investments in Sandy, Utah

If you think cybersecurity is tough now, don’t worry. It’s going to get worse.