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Cybersecurity
You now have until May 22 to share your comments with the SEC
Proponents see existential threats grow exponentially
The current Reg S-P requires firms to alert customers how they will use their information. The SEC proposed amending Reg S-P in 2008 but it ...
Given cyber breaches, "we must do everything in our power to enhance cybersecurity practices by market participants and to protect investors’ sensitive personal information"
If the SEC bothers to put out an exam alert for a regulation that’s a decade old, you know it’s looking to make a statement
Thanks to Pamela Gupta, president of Outsecure, a cybersecurity consulting firm in Shelton, Conn., for allowing us to share this with you
Downsides of using the cloud include a limited number of cloud service providers and the lack of bargaining power by smaller financial services firms
Lessons from a real-world cyber event, plus guidance to help protect your firm
Over a three-year period, firm experienced five cyber events but didn't file SARs
Six tips for staying ahead of the cyber-baddies