Cybersecurity

Firms recommended to proactively think about the intersection between business and technologies

A peer shares the firm's new cybersecurity policies and procedures

Mario Hernandez, CFP®, director of operations at Gemmer Asset Management in Walnut Creek, Calif., shares his firm's cyber P&P related to employee security roles. ...

It may well be wise for advisers – especially smaller firms – to collapse their cybersecurity P&Ps into a broader policy

Morgan Stanley charged with falling "woefully short" in the firm's PII protection efforts

None of the 40,000 back-up tapes handled by Moving Company complied with these policies and procedures. MSSB never inspected the equipment used to destroy those ...

Eighty-five percent of firms were victim of at least one fraud last year

This example of a compliance policy and procedure for cybersecurity comes from Ben Anderson of Anderson PLC in Minneapolis

This is a checklist that contains nearly 60 items you could test against your cybersecurity approaches. It also includes a threat and vulnerability assessment

Firm has paid regulators $184.5 million since 2020