Department of Labor

The Department of Labor packs a lot into its new 120-page proposed rule redefining a fiduciary. It contains a new “best interest contract exemption” under ...

Whatever you say about the Department of Labor’s new fiduciary duty proposal, it promises to change the landscape if finalized.   “It’s a thoughtful, complicated ...

This is the Department of Labor's 2015 proposal revising the term fiduciary duty under ERISA.

SEC Chair Mary Jo White is now prepared to discuss “in depth” her thinking with the full Commission on a uniform fiduciary standard for investment ...

A SIFMA commissioned study released March 16 challenges figures in the White House’s report on the Department of Labor’s proposed retirement regulation and questions the ...

Amid concerns about a lack of consultation among the Department of Labor and the SEC on the DOL’s reproposed fiduciary rulemaking, two Republican lawmakers are ...

This House measure would require the SEC to work with the Department of Labor on any new fiduciary duty standard.

Months may pass before you get a look at the Department of Labor’s revised proposal to redefine a fiduciary under ERISA but the battleground is ...

An easy out for many compliance staff given the duty to train firm employees on gifts and entertainment rules is to adopt the lowest regulatory ...

The SEC is 90% toward tackling its mandated Dodd-Frank rulemaking. In recent testimony before the Senate Banking Committee, Chair Mary Jo White noted that Dodd-Frank ...