Department of Labor

A proposed rule from the Department of Labor released in November 2010. This potential amendment of ERISA thanks to the Pension Protection Act of 2006 ...

The Labor Department has filed a civil lawsuit charging breach of fiduciary duty and other ERISA violations against several defendants that worked with convicted swindler ...

You can expect a tougher definition of what constitutes a fiduciary under ERISA should a new proposed rule from the Department of Labor be finalized. ...

It'll be more than a year before the impact of a new Department of Labor rule hits the market, but when it does, investors in ...

This is a proposed rule released in October 2010 from the Labor Department that proposes a definition of a fiduciary.

A lawsuit filed in October 2010 against several parties, including two RIAs, allegedly breach of fiduciary duty under ERISA in connection with losses sustained through ...

A final rule released by the Department of Labor in October 2010 that mandates, among other data, that ERISA plan administrators disclose to investors fees ...

Brokers that regularly provide individualized investment advice to employment-based retirement plans from which they collect 12b-1 fees or commissions in violation of DOL rules are ...

If your firm serves as fiduciary to an ERISA pension plan, get ready for an onslaught in the next year of disclosures about compensation from ...

An interim final rule from the Labor Department, released in July 2010, requiring certain disclosures by service providers to fiduciaries of ERISA plans.