Disclosure

Trouble often follows when a firm fails to disclose conflicts related to received revenues

Commission closes book on 'say-on-pay,' imposes 14 new voting categories

Case offers early lesson in not writing things down

More than one in five cases involved fees, expenses or valuations

"I have other concerns, including the overlap between our amended investment company advertising rules and FINRA’s communications rules, but I think you get the point ...

"Shareholder reports will include a simplified expense presentation – a table showing the expenses associated with a hypothetical $10,000 investment in the fund during the ...

"Modernizing disclosures goes to the heart of the Commission’s mission to protect investors. Today’s release does exactly that"

"Today’s final rules would require fund companies to share a concise set of materials that get to the heart of the matter"

"I support today’s amendments, although I agree with Commissioner Peirce that the Commission should address concerns regarding the disclosure requirements related to acquired fund fees ...

Investors 'have pushed hard to understand the allocation mechanics'