Disclosure

Gensler ally worries for 'anti-woke Chairman'

"KAI failed to (i) review these advisory accounts for inactivity as required under its internal policies and external disclosures, to determine whether wrap accounts remained ...

Funds encouraged to consider their TIPS-related calculation methodology and adequacy of disclosures

Enforcement action speaks to need to establish procedures for the handling of disclosure-related software updates

Late payments threatened $3.57 billion, Commission says

'It's risky to go it alone,' experts warn

In a split 3-2 vote, the SEC proposed amendments to Form PF to enhance the reporting requirements for all private fund filers and large hedge ...



The commission’s proposals could cause fundamental shifts in standard practice and market structure, if turned into final rules.

"We proposed a rule enhancing the disclosure requirements for advisers and investment companies marketing themselves using ESG-related labels. This will help ensure that investors can see ...