Disclosure

"I do not discount or ignore these calls for additional ESG information, but they raise questions in my mind about what the asset managers are ...

A peer shares the firm's statement that solicitors must sign

New order updates filing threshold for first time in nearly 30 years

In a Wrap Program, we generally receive from .125% to 1.00% in annual compensation, depending on the program sponsor, type of account

These revisions should ease compliance burdens and clarify the application of our rules for smaller reporting companies and issuers relying on Regulation A by focusing ...

My views and support for effective disclosure on “decision useful” information, including the modernization of financial disclosures ... are not new to you"

"Let’s keep using our tried and true disclosure framework, which is rooted in materiality and is flexible enough to accommodate a wide range of issuers, ...

The SEC was clear in detailing what was lacking from a disclosure standpoint

Adherence with the government’s rules around the PPP loans will fall to advisory compliance staff

For nearly three decades, Marko Dimitrijevic was an impresario in emerging market funds. His firm, Everest Capital, attracted early investments from George Soros and Dimitrijevic’s ...