Disclosure

I also look forward to the hearing your observations on shareholder engagement at the virtual shareholder meetings that have been held since the pandemic began

Groups have petitioned the SEC to end its 30-year "effort to ... outlaw Rule 12b-1 fees"

Advisers receiving PPP loans should disclosure this to their clients

The initiative returned nearly $140 million to harmed investors

Advisers, including registered and private fund advisers, should consider the risks of emerging market closures in their disclosures

Firms encouraged to consider disclosure revisions based on COVID-19 events

Most of the largest advisers made no mention of the coronavirus or the pandemic

This comes courtesy of The Plain Language Group in Charlotte, N.C.

The SEC alleges material misstatements were made to hedge fund investors

Lapse in forming an Investor Advisory Committee an issue