Disclosure

Robert Allen Gravette failed to adequately disclose the compensation arrangements he negotiated with the fund managers of four private placement offerings he recommended to his ...

One remedy may come from the old formula: Tell it first, tell it fast, tell it all

The Funds’ LPAs did not disclose the criteria that Insight would use to evaluate whether a portfolio investment suffered a permanent impairment

The comment period for the SEC's swaps proposal has now been extended to August 21

SEC opens exam sweep of exempt advisers amid liquidity concerns

PIMCO inadequately disclosed that paired interest rate swaps in PGP’s portfolio had become a material source of distributable income, which enabled PIMCO to maintain PGP’s ...

Longstanding GP-LP tensions aggravated as private equity seeks shelter

Think about 'consent mechanisms,' expert urges

Firm was late in disclosing conflicts, SEC claims

RTW failed to disclose conflicts of interest, made statements that omitted material facts, and failed to adopt reasonably designed written policies and procedures regarding RTW ...