DOL Fiduciary Duty Rule

For broker-dealers, the “best interest contract exemption” to the Department of Labor’s fiduciary proposal (IA Watch, April 14, 2015) is good news and bad news. ...

With the Federal Register release of the Department of Labor’s new proposal revising the definition of a fiduciary under ERISA, you have until July 6 ...

With the bulk of their assets in retirement accounts, independent broker-dealers are bracing for big changes in the wake of the Department of Labor’s proposal ...

The Department of Labor packs a lot into its new 120-page proposed rule redefining a fiduciary. It contains a new “best interest contract exemption” under ...

Whatever you say about the Department of Labor’s new fiduciary duty proposal, it promises to change the landscape if finalized.   “It’s a thoughtful, complicated ...

This is the Department of Labor's 2015 proposal revising the term fiduciary duty under ERISA.

A SIFMA commissioned study released March 16 challenges figures in the White House’s report on the Department of Labor’s proposed retirement regulation and questions the ...

Months may pass before you get a look at the Department of Labor’s revised proposal to redefine a fiduciary under ERISA but the battleground is ...

The criterion includes a 5-part test and you must answer "yes" to each part

You can expect a tougher definition of what constitutes a fiduciary under ERISA should a new proposed rule from the Department of Labor be finalized. ...