Employee Retirement Income Security Act (ERISA)

      Securities Act of 1933 — Rule 482 Department of Labor October 26, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...

This is the Department of Labor's 2011 final rule that spells out rules for providing investment advice to 401(k) plans and IRAs and disclosing certain ...

Industry proponents are applauding the Department of Labor's decision to "re-propose" its plan to redefine the definition of a fiduciary under ERISA for the first ...

With the clock winding down toward expiration of the nation's ability to pay its bills, a House subcommittee took time last week to assail the ...

This is the Department of Labor's 2011 rule delaying implementation of its plan to require fee disclosures to plan fiduciaries and participants until April 2012.

Advisers that are service providers to ERISA plans have more time to comply with new rules after the Department of Labor decided last week to ...

Q&A from the California Fair Political Practices Commission, which interprets and enforces that state's new law requiring certain RIA placement agents to register as lobbyists ...

One reason the SEC pushed the effective date for part of its pay-to-play rule to this September is because of the challenge for advisers to ...

Say your firm meets with officials from an ERISA plan to discuss managing their assets and the morning evaporates. Can you offer to take your ...

This is the Department of Labor's Amendment to Prohibited Transaction Exemption (PTE) 96–23 for Plan Asset Transactions Determined by In-House Asset Managers, which was published ...