Employee Retirement Income Security Act (ERISA)

A lawsuit filed in October 2010 against several parties, including two RIAs, allegedly breach of fiduciary duty under ERISA in connection with losses sustained through ...

A final rule released by the Department of Labor in October 2010 that mandates, among other data, that ERISA plan administrators disclose to investors fees ...

Brokers that regularly provide individualized investment advice to employment-based retirement plans from which they collect 12b-1 fees or commissions in violation of DOL rules are ...

If your firm serves as fiduciary to an ERISA pension plan, get ready for an onslaught in the next year of disclosures about compensation from ...

An interim final rule from the Labor Department, released in July 2010, requiring certain disclosures by service providers to fiduciaries of ERISA plans.

Most ERISA plan fiduciaries must annually electronically file with the Department of Labor a Form 5500. One mistake many fiduciaries commit is filing late. Other ...

You can have a hand in how the federal government regulates ERISA, annuities and other retirement options. The Department of Labor, Treasury and the IRS ...

If your firm gets compensation from an affiliated custodian holding client ERISA and IRA accounts, pay attention to a new proposal from the Labor Department. ...

The day after President Bush's term ended, the Department of Labor released a final ERISA rule that expanded the ability of investment advisers to be ...

There'll be new space on Schedule C (service provider information) of the Department of Labor's trusty Form 5500 later this year reserved to report compensation ...