Home Employee Retirement Income Security Act (ERISA)

Employee Retirement Income Security Act (ERISA)

Several years ago, the SEC granted relief for registrants facing conflicting Commission and ERISA rules (IA Watch, Nov. 7, 2011). Earlier this year, an SEC ...
At least 1,700 industry and public comments arrived before the July 21 deadline for comments on the Department of Labor’s fiduciary duty proposal expired (IA ...
As the July 21 initial comment period closes in on the Department of Labor’s controversial fiduciary duty rule proposal, the likes of President Obama, the ...
The story features a veteran from Illinois and his wife who saved their money for more than four decades, investing it at Vanguard ($3T in ...
The road ahead for the Department of Labor’s recent fiduciary duty proposal has many more miles to go but the proposal’s possible impacts are becoming ...
For broker-dealers, the “best interest contract exemption” to the Department of Labor’s fiduciary proposal (IA Watch, April 14, 2015) is good news and bad news. ...
With the Federal Register release of the Department of Labor’s new proposal revising the definition of a fiduciary under ERISA, you have until July 6 ...
With the bulk of their assets in retirement accounts, independent broker-dealers are bracing for big changes in the wake of the Department of Labor’s proposal ...
The Department of Labor packs a lot into its new 120-page proposed rule redefining a fiduciary. It contains a new “best interest contract exemption” under ...
Whatever you say about the Department of Labor’s new fiduciary duty proposal, it promises to change the landscape if finalized.   “It’s a thoughtful, complicated ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination