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The CFTC Complaint alleges that from at least July 2012 through at least March 2017, Zhao repeatedly engaged in manipulative or deceptive acts and practices ...
The CFTC Complaint alleges that, as part of his manipulative and deceptive scheme, from at least November 25, 2013 to December 17, 2013, Mohan repeatedly ...
The CFTC Complaint alleges that beginning in at least May 2008 and continuing through at least July 2013, while employed at a large financial institution, ...
The CFTC Complaint alleges that from approximately August 2008 through November 2013, while employed as a precious metals trader at Bank A, Flotron engaged in ...
HSBC, by and through one of its traders, engaged in spoofing with respect to certain futures products in gold and other precious metals traded on ...
the Traders placed relatively large bids or offers with the intent to cancel before execution (spoof orders) after another smaller bid or offer (resting orders) ...
The Traders, both individually and in coordination with one or more of the others, placed orders to buy or sell precious metals futures contracts with ...
“Spoofing is a particularly pernicious example of bad actors seeking to manipulate the market through the abuse of technology. The technological developments that enabled ...
Bitcoins and other cryptocurrencies may be all the rage but the SEC’s Division of Investment Management states to slow down.   Two advisers that sought ...
The CFTC Complaint alleges that from approximately January 2017 to the present, McDonnell and CDM engaged in a deceptive and fraudulent virtual currency scheme to ...
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