ESG

Birdthistle mixed it up in battles over proxy voting, fees and ESG

The SEC has never fully revealed its secret sauce for exactly how it decides which advisers to examine but some common factors that go into ...

Examiners can be expected to inquire if compliance staff are “appropriately compensated.” “We’re looking to see if compliance has reasonable resources,” said the SEC official. ...

"As you work on and advocate for policy to encourage divestment from carbon intensive activity, it is critical to consider the growing expansion of the ...

"It is important, particularly for financial professionals, to identify and assess the ESG risks that might impact company or client, not just in this year, ...

Gurbir Grewal, the SEC’s top enforcer, is bristling at suggestions that he and his colleagues are “regulating by enforcement” in either cryptocurrency or ESG disclosures. ...

The SEC is scheduled to publish proposed new rules on ESG metrics any day now, but neither registered investment advisers nor private fund advisers must ...

Greater scrutiny emerges of asset managers' net-zero commitments as the conference agenda moves to finance.

A peer shares a copy of a policy for using ESG rating companies

"Given the Securities and Exchange Commission’s mandate, I’ve asked staff to work on two important projects related to climate risk disclosures. One relates to public ...