ESG

I suspect that many of you are wondering what other changes you have to look forward to under the new leadership at the SEC and ...

It’s being able to say to the investment team, ‘If you’re going to make certain statements about considering ESG in the investment process, then you ...

A celebrity venture capitalist is calling out one of private equity’s titans for greenwashing. In an April 9 tweet, Chris Sacca says he was “excited ...

The Division of Examinations’ new ESG risk alert “needs some context,” Commissioner Hester Peirce says in a new statement of her own. Peirce says she ...

The strength of our capital markets can be traced in part to our investor-focused disclosure rules and I worry about the implications a stakeholder-focused disclosure ...

The great variety of takes on ESG makes it all the more important that the SEC not attempt to insert its own views in the ...

Gary Gensler was sworn in on Saturday as the new SEC chairman, this after the U.S. Senate approved his nomination. The Senate vote was 53-45. ...

The good news, examiners found, is that some advisers were on top of their ESG regimes. Regulators offer some tips from the best of the ...

This Risk Alert provides observations of deficiencies and internal control weaknesses from examinations of investment advisers and funds regarding ESG investing. It also provides observations ...

Would-be SEC chairman Gary Gensler had a fairly sunny day of it at his Senate confirmation hearing, but there was a brief rumble that, for ...