ESG

Several states have or hope to pass rules that target ESG investing, including one that proposes to make it a criminal offense to invest funds ...

Rules on hold after Fifth Circuit pause, but managers may need to prepare

The new rule 'will allow investment advisers and funds to have access to climate information from companies that will be necessary to inform related ESG ...

'We are here to protect investors, and if they care, then we care,' Grewal says in Ohio State Law Journal speech

"investor interest in ESG has also led to significant growth in investment advisers offering ESG-branded investment products. This can also lead to situations where a ...

Enterprise-wide risk/opportunities require board, C-suite commitments

'Whenever you see the SEC taking action across rulemaking, exams and enforcement... it should be seen as a clear signal that this is a big ...

MFA letter comes just a month after the European Commission released a wide-ranging consultation on the future of the bloc’s Sustainable Finance Disclosure Regulation regime

EU watchdog confirms efforts are still underway and that ongoing revision to existing EU directive could provide another route to address misleading fund names.

SEC found Deutsche Bank subsidiary made materially misleading statements about its controls for incorporating ESG factors into research and investment recommendations