FCPA

While the ultimate impact of Kokesh on SEC enforcement as a whole – and FCPA enforcement specifically – remains to be seen, we have no ...

For many years, the SEC has cooperated extensively with our international partners and these relationships and cooperative arrangements have given us the ability to leverage ...

The SEC has brought its first-ever enforcement action resulting from the Commission’s Asia hiring referral sweep. JPMorgan Chase & Co. will have to pay over ...

Holding individuals liable for wrongdoing is a core pillar of any strong enforcement program. A company, after all, can only act through its employees, and ...

This matter concerns violations of the anti-bribery, books and records, and internal controls provisions of the Foreign Corrupt Practices Act (“FCPA”) by JPMorgan. Between 2006 ...

In the early hours of Wednesday, when overseas markets initially sank on the news that Donald Trump was the president-elect, the SEC reached out to ...

The SEC has reached a new single year high in the number of enforcement actions brought in a fiscal year.  The Commission announced Oct. 11 ...

Bribes were paid to corruptly influence foreign government officials in order to obtain or retain business for Och-Ziff and its business partners. Och-Ziff invested in ...

I have settled on three topics for today – one regulatory, one supervisory, and one from the enforcement space. The first topic is the ...

It is important for participants in misconduct to understand that, in many circumstances, they are eligible for awards and we would like to hear from ...