Fees and Expenses

A client could sue for breach of contract. “It’s pretty easy to calculate the damages” should that occur

A New York private equity fund adviser has agreed to pay nearly $1.9 million to settle SEC accusations that it hid management fees from its ...

Here are seven best practices to avoid enforcement trouble

Sweep is the first announced by the SRO in 2020

"The infrastructure fee is not, and has never been, charged for Fidelity’s services to any plan and is not paid by participants or plans"

FINRA rules limit offering and organization expenses

The private equity industry’s 2-and-20 fee structure cannot survive the next 10 years, and the tax treatment of capital gains on carried interest will be ...

Settlement follows criminal case plea that could land the CCO in jail

An investment adviser to a private African development fund left the meter running on a mine and now will have to pay the fare, the ...

ECP included the approximately $3.41 million of invested capital contributions attributable to the warrants in the base amount used to calculate management fees that were ...