Fees and Expenses

Gensler: 'I’m voting for fewer federal bailouts...'

In the 79 months of miscalculations, PIMCO never identified any concerns with the sub-administrator’s calculation of the Fee Waiver amounts

Bonderman's holding company to set aside $15.7 million for class-action claims

As dollars shrink, fraud risks come in three waves, experts warn

'The markets should work for the benefit of investors and issuers—not the other way around...'

The case provides three errors to avoid when it comes to disclosing revenue sharing arrangements

A federal judge lays out the legal foundation requiring advisers to disclose conflicts

Form CRS surfaced undisclosed production credit fees for Merrill Lynch wrap fee program clients

Merrill further enhanced its wrap fee program disclosure documents, disclosing specifically that the wrap program fee does not cover Foreign Currency Exchanges and providing a ...

Mutual fund boards must monitor these arrangements in consultation with their investment adviser and legal counsel