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Fees and Expenses
"For a fund that already has such differential advisory fee waivers in place, its Board may wish to consider ... whether the steps they are ...
This SEC exam letter from 2023 probes fees and advertising
Some at the SEC promised more FAQs tied to the new IA ad rule but they never materialized before the rule took effect last November—until ...
Use this Excel spreadsheet to test the accuracy of your billing
A process for checking billing during your annual review, along with a how-to video
Annually sample the fees of your competitors by using the IAPD's ability to search within 25 miles of your ZIP Code
More than one in five cases involved fees, expenses or valuations
This fee P&P comes courtesy of Lauri London, senior counsel with Cohen & Buckmann in New York
A peer shares a P&P for fee reviews and some sample tests
Check your firm’s CRM because staff will type in notes documenting their client conversations