Fees and Expenses

There is a "significant list" of current issues and trends in investment management under consideration at the SEC "right now"

Private funds in most danger from new regulatory regime

Commission crackdown on private fund fees continues



With or without proposed reforms, private funds are in a for a rough time over fees and expenses

'Investors were unable to make a fully informed decision,' SEC claims as it hints at 'ongoing' developments

"ECP should not have allocated to Fund III more than its proportional share of such expenses"

As SEC weighs radical reforms, your opportunity to be heard

Trust Advisory Group did not provide full and fair disclosure regarding the revenue AGES Financial Services received from the Clearing Broker based on client assets ...

These disclosures did not adequately disclose all material facts regarding the conflicts of interest that arose when it invested advisory clients through the Introducing Broker-Dealer ...