Fees and Expenses

Birdthistle mixed it up in battles over proxy voting, fees and ESG

Global Infrastructure Partners' fees may have been opaque even to the firm, SEC settlement suggests

'The investing public may not be getting like protections between traditional IPOs and SPACs,' Chairman says

Registered advisers struggle with registration, fees, valuations, conflicts of interest and MNPI, Commission data shows

Errors that examiners spotted included use of inaccurate percentages to calculate fees, use of an incorrect or outdated fee schedule, double-billing of fees, not adjusting ...

DOE encourages advisers to review routinely, refine, and improve, as appropriate, their fee billing policies, procedures, and practices and address new risks as they are ...

We are adopting amendments to rule 205-3 to replace the specific dollar amount thresholds in the rule’s net worth and assets-under-management tests with references to ...

Be sure your Form ADV, advisory agreements and your P&Ps agree on the source of the assets to be used in the calculation Be aware ...

The Institutional Limited Partners Association permits RCW to include a link to the group's latest template to help private equity fund advisers report their fees and ...

Nearly half of private fund advisers are trying to sub-contract their way out of their fiduciary duties, a trade association for pension and foundation managers ...