Final Rule Releases

This provision requires the Commission to adopt initial and variation margin requirements for certain swap dealers and major swap participants. The final rules would establish ...

This is the SEC's final rule implementing the crowdfunding provisions of the JOBS Act. This allows retail investors to participate in crowdfunding opportunities, within limits. ...

This final rule is related to the removal of credit rating references in rule 2a–7, the principal rule that governs money market funds, and Form ...

This is a final rule from the CFTC released in September 2015 that essentially requires Commission-registered entities to be members of the National Futures Association. ...

The Securities and Exchange Commission is adopting new Rules 15Fb1-1 through 15Fb6-2 and Forms SBSE, SBSE-A, SBSE-BD, SBSE-C and SBSE-W in accordance with Section 15F ...

We are adopting amendments to Item 402 of Regulation S-K to implement Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section ...

This change to the SEC's FOIA regulations allows the Commission to collect fees that reflect its actual costs, add an appeals time frame that will ...

This JOBS Act-related final rule from the SEC in 2015 includes rules for eligibility requirements for Regulation A offerings.

This new Regulation SBSR, courtesy of the Dodd-Frank reforms, would, among other things, provide for the reporting of security-based swap information to registered security-based swap ...

This final rule from the SEC in 2015 establishes the new security-based swap data repository registration process called for by Dodd-Frank reforms.